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Pepperdine | Caruso School of Law

Law 1243 - Securities Regulation

3 Units

Federal and state laws governing offer and distribution of securities to the public by corporate issuers and others; regulation of securities markets, and rights and liabilities of purchasers. Prerequisite: Law 803 Corporations.

Elective Track II: Business and Finance (2015-2016, 2014-2015, 2013-2014 Catalogs)

  • Securities Regulation (3)
  • Mergers and Acquisitions (3)
  • Accounting and Finance for Lawyers (2-3)
  • Business Reorganizations in Bankruptcy (2-3)
  • Health Care Organization, Financing and Ethics (3)
  • Federal Income Taxation of Business Entities (3)
  • International Commercial Arbitration (2-3)
  • Antitrust (2-3)
  • International Tax (3)
  • International Business Transactions (2)
  • Financing for High-Tech Start Ups (2-3)
  • Commercial Law - Sales (3)
  • Commercial Law - Secured Transactions and Commercial Paper (3)
  • European Union Law (3) (London Program Only)
  • Employment Law (2)
  • Appropriate substantively related law journal or experimental course credit (up to 2 units) as determined by the vice dean